Problems

Derate and regeneration warnings

A machine that slows itself down is following a sequence, and each step is a chance to fix it.

Short answer

A modern diesel machine with emissions equipment protects itself and the environment with a sequence: a warning lamp, then a reduction in power, then in some cases a further reduction to low idle. The two systems behind it are the particulate filter, which needs to burn off the soot it collects, and the diesel exhaust fluid system, which needs a supply of good fluid to reduce nitrogen oxides. The sequence is a countdown, and acting at the first lamp, by completing a regeneration, refilling fluid or having a sensor checked, usually clears it.

Ignoring it, or overriding it, ends in a derated machine and a higher repair bill.

What the two systems are doing

A diesel particulate filter captures soot from the exhaust. The soot builds up as the machine works, and it has to be burned off periodically, a process called regeneration. Passive regeneration happens on its own when the exhaust is hot enough, as it is under sustained load.

When it is not, the engine controller can raise the exhaust temperature on purpose in an active regeneration, or ask the operator to park the machine for a stationary one.

Selective catalytic reduction treats nitrogen oxides by injecting diesel exhaust fluid, a solution of urea in water, into the exhaust. The system needs enough fluid, fluid of the right quality, and working sensors and injectors. If it does not have them, the controller reduces engine output, because a machine that cannot control its emissions is not allowed to run at full power.

The sequence, and what each stage means

The details differ between makers, but the pattern is common. The first stage is a lamp or a message: the filter needs regeneration, or the fluid level is low. Nothing has changed in the way the machine works, and this is the moment to act.

If the message is ignored, the second stage reduces engine power, so the machine works, but slowly and weakly. If that is also ignored, the final stage limits the engine to a low speed, sometimes with a limited number of restarts, so that the machine can be moved but not worked.

A machine that reaches the last stage may need a forced regeneration or a filter cleaning by a dealer or technician, and a filter that has been badly overloaded with soot may not recover at all. A machine that derates because of fluid is usually fixed by refilling the tank with good fluid, but sensors that have been running on crystallised or contaminated fluid may also have to be replaced.

The warning sequence, in general terms, and what to do at each step
StageWhat the machine doesWhat to do
Lamp or message: soot high or fluid lowWorks normally, sets a warningRun a regeneration as the manual directs, or refill fluid with the correct grade
Second warning, power reducedLimits engine torque and outputComplete a parked regeneration if offered, and get the cause checked
Final stage, speed limitedRestricts the engine to a low speedStop work; a technician may need to force a regeneration or clean the filter
Repeated warnings soon after clearingThe cause has not been fixedHave the codes read and check for sensor, fuel or air faults

Why machines fail to regenerate

The commonest reason is the duty cycle. A machine that idles for long periods, or works lightly at low exhaust temperature, never reaches the temperature passive regeneration needs, and the soot load climbs. Frequently interrupting an active regeneration by shutting the machine down mid-cycle has the same effect.

The other reasons are faults: a failed sensor, a blocked or leaking exhaust component, a fuel or air problem making excess soot, or the wrong oil, since low-ash oil is specified to protect the filter. A filter that is regenerating more often than usual is telling you about a fault upstream. The regeneration and fluid page covers how the systems work in detail.

Do not delete it

Deleting or bypassing emissions equipment to avoid derates is illegal under the federal Clean Air Act, and it voids warranties. The fix for repeated derates is finding the cause, not removing the system.

Where this leads next

Derate and regeneration warnings: Sources for this page

Straight answers

Derate and regeneration warnings: Questions and answers

What is a regeneration on a diesel engine?

It is the process of burning the soot collected in the particulate filter, so the filter does not clog. Passive regeneration happens on its own at high exhaust temperature. Active regeneration is started by the engine controller, which raises the exhaust temperature, and a parked regeneration is one the operator starts with the machine stationary.

Why does my machine keep asking for a parked regeneration?

Usually because the duty cycle keeps the exhaust too cool to burn the soot off, from long idling or light work. It can also be a sign of a fault making extra soot, or a sensor that reads wrongly. If it happens often, have the machine checked rather than just running each regeneration.

Can I keep working through a derate warning?

A first-stage warning usually lets the machine work normally, but it is a countdown. Continuing to work without addressing it leads to the power-reduction stage, and then to a machine limited to low speed, so the practical answer is to act at the first warning.

What causes a diesel exhaust fluid warning?

Low fluid, contaminated or wrong fluid, a frozen or crystallised system, or a failed sensor or pump. Use fluid that meets the standard, check the tank, and if the warning stays after refilling, the sensors or injector need checking.

Is it safe to interrupt a regeneration by turning the engine off?

It is not damaging in itself, but repeatedly interrupting regenerations means the soot never burns off. If the machine must be shut down, it is better to let the cycle finish, since the controller may start it again at the next opportunity and the load will only rise.

Does the engine oil matter to the particulate filter?

Yes. Oil that burns in the engine leaves ash that the filter cannot burn off, and it slowly plugs it. Engines with particulate filters specify low-ash oils for that reason, and using a different one shortens the filter life.

Can I clean a particulate filter myself?

The filter is cleaned by a professional process that bakes or blows out the ash, and it should be done by a technician. Removing the filter to clean it at home without proper equipment can damage it and the exhaust system.

What if the machine goes into its final derate stage in the field?

Stop working, park in a safe place and follow the manual: some machines allow a forced regeneration from the dealer's tool, and some need a technician on site. The machine may be limited to low idle, so it may need to be moved on a trailer.

Are there machines that do not have these systems?

Yes. Machines built before the relevant emissions tiers, and many small engines under the power thresholds, do not have particulate filters or exhaust fluid systems. The tier page explains which machines fall where.

Why does diesel exhaust fluid freeze and does that matter?

The fluid is mostly water and freezes at about 12°F, but modern systems thaw it with heaters and it is designed to expand safely. A machine that has been left in deep cold may take time to thaw before the system is ready, and the derate sequence usually allows for that.

Can bad fuel cause a regeneration problem?

It can. Poor quality fuel with a high sulphur content or excess ash-forming additives can foul the aftertreatment, and water or dirt in the fuel can foul injectors and increase soot, which loads the filter faster.

How do I know whether a warning is a fault or just a regeneration request?

The manual describes the lamp patterns for your machine. Generally a request to regenerate is an ordinary event that the operator can complete, while a warning that returns quickly after regeneration, or that comes with a fault lamp, needs the codes read by someone with a diagnostic tool.